The evaluator shall examine the TSS and verify that it describes how the alert system is implemented. The evaluator shall also verify that a description of each assigned event is provided in the TSS.

The evaluator shall examine the guidance document and verify that it describes how the alerts can be configured, if configurable.

For each MDM Agent/platform listed as supported in the ST:

• Test 1: The evaluator shall enroll a device and ensure that the MDM server alerts the administrator of the change in enrollment status. The evaluator shall unenroll (retire) a device and ensure that the MDM server alerts the administrator of the change in enrollment status.
• Test 2: The evaluator shall configure policies, which the MDM agent should not be able to apply. These policies shall include:
  • a setting which is configurable on the MDM Server interface but not supported by the platform on which the MDM Agent runs, if any such settings exist
  • a valid configuration setting with an invalid parameter, which may require manual modification of the policy prior to transmission to the device
  The evaluator shall deploy such policies and verify that the MDM server alerts the administrator about the failed application of the policy.
• Test 3: (Conditional) The evaluator shall trigger each of the events listed and ensure that the MDM Server alerts the administrator.

The evaluator shall check to ensure that the operational guidance contains instructions on how to access the MDM Server's compliance reporting interface.

• Test 1: Using the operational guidance, the evaluator shall demonstrate the ability to access the compliance reporting interface from an authorized entity and successfully obtain information about enrolled devices.
• Test 2: The evaluator shall attempt to access the compliance reporting interface from an unauthorized entity and demonstrate that the attempt is denied.

The evaluator shall check the TSS and ensure that it lists all of the auditable events. The evaluator shall check to make sure that every audit event type mandated by the PP is described in the TSS. The evaluator shall verify that for every audit event described in the TSS, the description indicates where the audit event is generated (TSF, TOE platform).

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The evaluator shall check the TSS and ensure that it provides a format for audit records. Each audit record format type must be covered, along with a brief description of each field.

The evaluator shall check the administrative guide and ensure that it lists all of the auditable events. The evaluator shall check to make sure that every audit event type mandated by the PP is described.

The evaluator shall also make a determination of the administrative actions that are relevant in the context of this PP including those listed in the Management section. The evaluator shall examine the administrative guide and make a determination of which administrative commands are related to the configuration (including enabling or disabling) of the mechanisms implemented in the TOE that are necessary to enforce the requirements specified in the PP. The evaluator shall document the methodology or approach taken while determining which actions in the administrative guide are security relevant with respect to this PP. The evaluator may perform this activity as part of the activities associated with ensuring the AGD_OPE guidance satisfies the requirements.

The evaluator shall check the administrative guide and ensure that it provides a format for audit records. Each audit record format type must be covered, along with a brief description of each field. The evaluator shall check to make sure that the description of the fields contains the information required in FAU_GEN.1.2/AUDITGEN.

The evaluator shall test the TOEs ability to correctly generate audit records by having the TOE generate audit records for the events listed in the provided table and administrative actions. This should include all instances of an event. The evaluator shall test that audit records are generated for the establishment and termination of a channel for each of the cryptographic protocols contained in the ST. For administrative actions, the evaluator shall test that each action determined by the evaluator above to be security relevant in the context of this PP is auditable.

Note that the testing here can be accomplished in conjunction with the testing of the security mechanisms directly. For example, testing performed to ensure that the administrative guidance provided is correct verifies that AGD_OPE.1 is satisfied and should address the invocation of the administrative actions that are needed to verify the audit records are generated as expected. When verifying the test results from FAU_GEN.1.1/AUDITGEN, the evaluator shall ensure the audit records generated during testing match the format specified in the administrative guide, and that the fields in each audit record have the proper entries.

Note that the testing here can be accomplished in conjunction with the testing of the security mechanisms directly. For example, testing performed to ensure that the administrative guidance provided is correct verifies that AGD_OPE.1 is satisfied and should address the invocation of the administrative actions that are needed to verify the audit records are generated as expected.

The evaluator shall check the TSS and ensure that it provides a format for audit records.

The evaluator shall check the TSS and ensure that it provides a format for audit records. Each audit record format type must be covered, along with a brief description of each field.

The evaluator shall check the administrative guide and ensure that it provides a format for audit records. Each audit record format type must be covered, along with a brief description of each field.

The evaluator shall check the administrative guide and ensure that it provides a format for audit records. Each audit record format type must be covered, along with a brief description of each field. The evaluator shall check to make sure that the description of the fields contains the information required in FAU_STG_EXT.2.1.

The evaluator shall verify that when an application or update push fails, that the audit records generated match the format specified in the guidance and that the fields in each audit record have the proper entries.When verifying the test results from FMT_MOF.1.1/FUNCBE, the evaluator shall ensure the audit records generated during testing match the format specified in the administrative guide, and that the fields in each audit record have the proper entries.

Note that the testing here can be accomplished in conjunction with the testing of the security mechanisms directly. For example, testing performed to ensure that the administrative guidance provided is correct verifies that AGD_OPE.1 is satisfied and should address the invocation of the administrative actions that are needed to verify the audit records are generated as expected.

The evaluator ensures that the TSS describes how reachability events are implemented, for each supported mobile platform. The evaluator verifies that this description clearly indicates who (MDM Agent or MDM Server) initiates reachability events.

The evaluator shall verify that the guidance instructs administrators on the method of determining the network connectivity status of an enrolled agent.

For each MDM Agent/platform listed as supported in the ST:

The evaluator shall configure the MDM Agent/platform to perform a network reachability test, both with and without such connectivity and shall ensure that by following the guidance, the evaluator can determine results that reflect both.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The evaluator shall check the AGD guidance and ensure that it describes how the administrator accesses the audit data and describes the format of the audit record.

The evaluator shall attempt to view the audit record as the authorized administrator and verify that the action succeeds. The evaluator shall ensure the audit records generated during testing match the format specified in the administrative guide.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The evaluator shall review the administrative guidance to ensure that the guidance itemizes all event types, as well as describes all attributes that are to be selectable in accordance with the requirement, to include those attributes listed in the assignment. The administrative guidance shall also contain instructions on how to set the pre-selection as well as explain the syntax (if present) for multi-value pre-selection. The administrative guidance shall also identify those audit records that are always recorded, regardless of the selection criteria currently being enforced.

The evaluator shall also perform the following tests:

• Test 1: For each attribute listed in the requirement, the evaluator shall devise a test to show that selecting the attribute causes only audit events with that attribute (or those that are always recorded, as identified in the administrative guidance) to be recorded.
• Test 2: [conditional] If the TSF supports specification of more complex audit pre-selection criteria (e.g., multiple attributes, logical expressions using attributes) then the evaluator shall devise tests showing that this capability is correctly implemented. The evaluator shall also, in the test plan, provide a short narrative justifying the set of tests as representative and sufficient to exercise the capability.

The evaluator shall examine the TSS to ensure it describes the means by which the audit data are transferred to the external audit server, and how the trusted channel is provided.

The evaluator shall also examine the operational guidance to determine that it describes the relationship between the local audit data and the audit data that are sent to the audit log server. For example, when an audit event is generated, is it simultaneously sent to the external server and the local store, or is the local store used as a buffer and "cleared" periodically by sending the data to the audit server.

The evaluator shall also examine the operational guidance to ensure it describes how to establish the trusted channel to the audit server, as well as describe any requirements on the audit server (particular audit server protocol, version of the protocol required, etc.), as well as configuration of the TOE needed to communicate with the audit server.

Testing of the trusted channel mechanism will be performed as specified in the associated evaluation activities for the particular trusted channel mechanism.

The evaluator shall perform the following test for this requirement:

• Test 1: The evaluator shall establish a session between the TOE and the audit server according to the configuration guidance provided. The evaluator shall then examine the traffic that passes between the audit server and the TOE during several activities of the evaluator's choice designed to generate audit data to be transferred to the audit server. The evaluator shall observe that these data are not able to be viewed in the clear during this transfer, and that they are successfully received by the audit server. The evaluator shall record the particular software (name, version) used on the audit server during testing.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how the audit record protection functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "implement functionality" is selected, the evaluator shall ensure that the TSS describes how the audit records are protected from unauthorized modification or deletion. The evaluator shall ensure that the TOE uses audit trail specific protection mechanisms.

The evaluator shall perform the following tests:

• Test 1: The evaluator shall access the audit trail as an unauthorized user and attempt to modify and delete the audit records. The evaluator shall verify that these attempts fail.
• Test 2: The evaluator shall access the audit trail as an authorized user and attempt to modify and delete the audit records. The evaluator shall verify that these attempts succeed. The evaluator shall verify that only the records intended for modification and deletion are modified and deleted.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how the audit record protection functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how the audit record protection functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how the audit record protection functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The evaluator shall examine the guidance documentation to confirm that it contains instructions for enabling and disabling communications with any individual component of a distributed TOE. The evaluator shall confirm that the method of disabling is such that all other components can be prevented from communicating with the component that is being removed from the TOE (preventing the remaining components from either attempting to initiate communications to the disabled component, or from responding to communications from the disabled component).

• Test 1: The evaluator shall confirm that an IT entity that is not currently a member of the distributed TOE cannot communicate with any component of the TOE until the non-member entity is enabled by an administrator for each of the non-equivalent TOE components that it is required to communicate with (non-equivalent TOE components are as defined in the minimum configuration for the distributed TOE)
• Test 2: The evaluator shall confirm that after enablement, an IT entity can communicate only with the components that it has been enabled for. This includes testing that the enabled communication is successful for the enabled component pair, and that communication remains unsuccessful with any other component for which communication has not been explicitly enabled.
  
  Some TOEs may set up the registration channel before the enablement step is carried out, but in such a case the channel must not allow communications until after the enablement step has been completed.
• Test 3: The evaluator shall separately disable each TOE component in turn and ensure that the other TOE components cannot then communicate with the disabled component, whether by attempting to initiate communications with the disabled component or by responding to communication attempts from the disabled component.

If "invoke platform-provided functionality" is selected:

The evaluator shall examine the TSS to verify that it describes (for each supported platform) how the key generation functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "implement functionality" is selected

: The evaluator shall ensure that the TSS identifies the key sizes supported by the TOE. If the ST specifies more than one scheme, the evaluator shall examine the TSS to verify that it identifies the usage for each scheme.

The evaluator shall verify that the AGD guidance instructs the administrator how to configure the TOE to use the selected key generation schemes and key sizes for all uses defined in this PP.

Key Generation for FIPS PUB 186-4 RSA Schemes

The evaluator shall verify the implementation of RSA Key Generation by the TOE using the Key Generation test. This test verifies the ability of the TSF to correctly produce values for the key components including the public verification exponent e, the private prime factors p and q, the public modulus n and the calculation of the private signature exponent d.

Key Pair generation specifies 5 ways (or methods) to generate the primes p and q. These include:

1. Random Primes:
1. Provable primes
2. Probable primes
2. Primes with Conditions:
1. Primes p1, p2, q1,q2, p and q shall all be provable primes
2. Primes p1, p2, q1, and q2 shall be provable primes and p and q shall be probable primes
3. Primes p1, p2, q1,q2, p and q shall all be probable primes

To test the key generation method for the Random Provable primes method and for all the Primes with Conditions methods, the evaluator must seed the TSF key generation routine with sufficient data to deterministically generate the RSA key pair. This includes the random seed(s), the public exponent of the RSA key, and the desired key length. For each key length supported, the evaluator shall have the TSF generate 25 key pairs. The evaluator shall verify the correctness of the TSF's implementation by comparing values generated by the TSF with those generated from a known good implementation.

If possible, the Random Probable primes method should also be verified against a known good implementation as described above. Otherwise, the evaluator shall have the TSF generate 10 keys pairs for each supported key length nlen and verify:

• n = p*q,
• p and q are probably prime according to Miller-Rabin tests,
• GCD(p-1,e) = 1,
• GCD(q-1,e) = 1,
• 2^16 <= e <= 2^256 and e is an odd integer,
• |p-q| > 2^(nlen/2 - 100),
• p >= squareroot(2)*( 2^(nlen/2 -1) ),
• q >= squareroot(2)*( 2^(nlen/2 -1) ),
• 2^(nlen/2) < d < LCM(p-1,q-1),
• e*d = 1 mod LCM(p-1,q-1).

Key Generation for Elliptic Curve Cryptography (ECC)

FIPS 186-4 ECC Key Generation Test

For each supported NIST curve, i.e., P-256, P-384 and P-521, the evaluator shall require the implementation under test (IUT) to generate 10 private/public key pairs. The private key shall be generated using an approved random bit generator (RBG). To determine correctness, the evaluator shall submit the generated key pairs to the public key verification (PKV) function of a known good implementation.

FIPS 186-4 Public Key Verification (PKV) Test

For each supported NIST curve, i.e., P-256, P-384 and P-521, the evaluator shall generate 10 private/public key pairs using the key generation function of a known good implementation and modify five of the public key values so that they are incorrect, leaving five values unchanged (i.e., correct). The evaluator shall obtain in response a set of 10 PASS/FAIL values.

Key Generation for Finite-Field Cryptography (FFC)

The evaluator shall verify the implementation of the Parameters Generation and the Key Generation for FFC by the TOE using the Parameter Generation and Key Generation test. This test verifies the ability of the TSF to correctly produce values for the field prime p, the cryptographic prime q (dividing p-1), the cryptographic group generator g, and the calculation of the private key x and public key y.

The Parameter generation specifies two ways (or methods) to generate the cryptographic prime q and the field prime p:

Cryptographic and Field Primes:

• Primes q and p shall both be provable primes
• Primes q and field prime p shall both be probable primes and two ways to generate the cryptographic group generator g:

Cryptographic Group Generator:

• Generator g constructed through a verifiable process
• Generator g constructed through an unverifiable process.

The Key generation specifies two ways to generate the private key x:

Private Key:

• len(q) bit output of RBG where 1 <=x <= q-1
• len(q) + 64 bit output of RBG, followed by a mod q-1 operation where 1<= x<=q-1.

The security strength of the RBG must be at least that of the security offered by the FFC parameter set.

To test the cryptographic and field prime generation method for the provable primes method and/or the group generator g for a verifiable process, the evaluator must seed the TSF parameter generation routine with sufficient data to deterministically generate the parameter set.

For each key length supported, the evaluator shall have the TSF generate 25 parameter sets and key pairs. The evaluator shall verify the correctness of the TSF's implementation by comparing values generated by the TSF with those generated from a known good implementation. Verification must also confirm

• g != 0,1
• q divides p-1
• g^q mod p = 1
• g^x mod p = y

for each FFC parameter set and key pair.

Diffie-Hellman Group 14 and FFC Schemes using "safe-prime" groups

Testing for FFC Schemes using Diffie-Hellman group 14 and/or "safe-prime" groups is done as part of testing in FCS_CKM.2.1.

The evaluator shall examine the TSS to verify that it describes (for each supported platform) how the key establishment functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "implement functionality" is selected:

The evaluator shall ensure that the supported key establishment schemes correspond to the key generation schemes identified in FCS_CKM.1.1. If the ST specifies more than one scheme, the evaluator shall examine the TSS to verify that it identifies the usage for each scheme.

The evaluator shall ensure that the TSS describes how the TOE handles decryption errors. In accordance with NIST Special Publication 800-56B, the TOE must not reveal the particular error that occurred, either through the contents of any outputted or logged error message or through timing variations. If KTS-OAEP is supported, the evaluator shall create separate contrived ciphertext values that trigger each of the three decryption error checks described in NIST Special Publication 800-56B section 7.2.2.3, ensure that each decryption attempt results in an error, and ensure that any outputted or logged error message is identical for each. If KTS-KEM-KWS is supported, the evaluator shall create separate contrived ciphertext values that trigger each of the three decryption error checks described in NIST Special Publication 800-56B section 7.2.3.3, ensure that each decryption attempt results in an error, and ensure that any outputted or logged error message is identical for each.

If Diffie-Hellman group 14 is selected from FCS_CKM.2.1, the TSS shall describe how the implementation meets RFC 3526 Section 3.

The evaluator shall verify that the AGD guidance instructs the administrator how to configure the TOE to use the selected key establishment scheme(s).

The evaluator shall verify the implementation of the key establishment schemes supported by the TOE using the applicable tests below.

SP800-56A Key Establishment Schemes

The evaluator shall verify a TOEs implementation of SP800-56A key agreement schemes using the following Function and Validity tests. These validation tests for each key agreement scheme verify that a TOE has implemented the components of the key agreement scheme according to the specifications in the recommendation. These components include the calculation of the primitives (the shared secret value Z) and the calculation of the derived keying material (DKM) via the Key Derivation Function (KDF). If key confirmation is supported, the evaluator shall also verify that the components of key confirmation have been implemented correctly, using the test procedures described below. This includes the parsing of the DKM, the generation of MACdata and the calculation of MACtag.

Function Test

The Function test verifies the ability of the TOE to implement the key agreement schemes correctly. To conduct this test the evaluator shall generate or obtain test vectors from a known good implementation of the TOE supported schemes. For each supported key agreement scheme-key agreement role combination, KDF type, and, if supported, key confirmation role- key confirmation type combination, the tester shall generate 10 sets of test vectors. The data set consists of one set of domain parameter values (FFC) or the NIST approved curve (ECC) per 10 sets of public keys. These keys are static, ephemeral or both depending on the scheme being tested.

The evaluator shall obtain the DKM, the corresponding TOEs public keys (static and/or ephemeral), the MAC tag(s), and any inputs used in the KDF, such as the Other Information field OI and TOE ID fields.

If the TOE does not use a KDF defined in SP 800-56A, the evaluator shall obtain only the public keys and the hashed value of the shared secret.

The evaluator shall verify the correctness of the TSF's implementation of a given scheme by using a known good implementation to calculate the shared secret value, derive the keying material DKM, and compare hashes or MAC tags generated from these values.

If key confirmation is supported, the TSF shall perform the above for each implemented approved MAC algorithm.

Validity Test

The Validity test verifies the ability of the TOE to recognize another party's valid and invalid key agreement results with or without key confirmation. To conduct this test, the evaluator shall obtain a list of the supporting cryptographic functions included in the SP800-56A key agreement implementation to determine which errors the TOE should be able to recognize. The evaluator generates a set of 24 (FFC) or 30 (ECC) test vectors consisting of data sets including domain parameter values or NIST approved curves, the evaluator's public keys, the TOEs public/private key pairs, MACTag, and any inputs used in the KDF, such as the other info and TOE ID fields.

The evaluator shall inject an error in some of the test vectors to test that the TOE recognizes invalid key agreement results caused by the following fields being incorrect: the shared secret value Z, the DKM, the other information field OI, the data to be MACed, or the generated MACTag. If the TOE contains the full or partial (only ECC) public key validation, the evaluator will also individually inject errors in both parties' static public keys, both parties' ephemeral public keys and the TOEs static private key to assure the TOE detects errors in the public key validation function and/or the partial key validation function (in ECC only). At least two of the test vectors shall remain unmodified and therefore should result in valid key agreement results (they should pass).

The TOE shall use these modified test vectors to emulate the key agreement scheme using the corresponding parameters. The evaluator shall compare the TOEs results with the results using a known good implementation verifying that the TOE detects these errors.

RSA-based key establishment

The evaluator shall verify the correctness of the TSF's implementation of RSAES-PKCS1-v1_5 by using a known good implementation for each protocol selected in FTP_TRP.1/TRUSTPATH_REM_ADMIN, FTP_TRP.1/TRUSTPATH_ENROLL, FTP_TRP.1/TRUSTPATH_JOIN, FTP_ITC.1/INTER_XFER_IT, FTP_ITC.1/INTER_TSF_XFER_AGENT, FPT_ITT.1/INTER_XFER, and FPT_ITT.1/INTER_XFER_AGENT that uses RSAES-PKCS1-v1_5.

Diffie-Hellman Group 14

The evaluator shall verify the correctness of the TSF's implementation of Diffie-Hellman group 14 by using a known good implementation for each protocol selected in FTP_TRP.1/TRUSTPATH_REM_ADMIN, FTP_TRP.1/TRUSTPATH_ENROLL, FTP_TRP.1/TRUSTPATH_JOIN, FTP_ITC.1/INTER_XFER_IT, FTP_ITC.1/INTER_TSF_XFER_AGENT, FPT_ITT.1/INTER_XFER, and FPT_ITT.1/INTER_XFER_AGENT that uses Diffie-Hellman Group 14.

FFC Schemes using "safe-prime" groups

The evaluator shall verify the correctness of the TSF's implementation of "safe-prime" groups by using a known good implementation for each protocol selected in FTP_TRP.1/TRUSTPATH_REM_ADMIN, FTP_TRP.1/TRUSTPATH_ENROLL, FTP_TRP.1/TRUSTPATH_JOIN, FTP_ITC.1/INTER_XFER_IT, FTP_ITC.1/INTER_TSF_XFER_AGENT, FPT_ITT.1/INTER_XFER, and FPT_ITT.1/INTER_XFER_AGENT that uses "safe-prime" groups. This test must be performed for each "safe-prime" group that each protocol uses.

If "invoking platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how the key destruction functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity). The evaluator shall check to ensure the TSS lists each type of plaintext key material and CSP (authentication data, authorization data, secret/private symmetric keys, data used to derive keys, etc.) and its origin and storage location.

The evaluator shall verify that the TSS describes when each type of key material and CSP is no longer needed.

If "invoke platform-provided functionality" is selected:

The evaluator shall examine the TSS to verify that it describes (for each supported platform) how the key releasing functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "implement functionality" is selected:

The evaluator shall also verify that, for each type, the type of clearing procedure that is performed is listed. If different types of memory are used to store the materials to be protected, the evaluator shall check to ensure that the TSS describes the clearing procedure in terms of the memory in which the data are stored (for example, "secret keys stored on flash are cleared by overwriting once with zeros, while secret keys stored on the internal persistent storage device are cleared by overwriting one time with a random pattern that is changed before each write"). For block erases, the evaluator shall also ensure that the block erase command used is listed and shall verify that the command used also addresses any copies of the plaintext key material that may be created in order to optimize the use of flash memory.

For each software and firmware key clearing situation the evaluator shall repeat the following tests. Note that at this time hardware-bound keys are explicitly excluded from testing.

• Test 1: The evaluator shall utilize appropriate combinations of specialized operational environment and development tools (debuggers, simulators, etc.) for the TOE and instrumented TOE builds to test that keys are cleared correctly, including all intermediate copies of the key that may have been created internally by the TOE during normal cryptographic processing with that key.
  
  Cryptographic TOE implementations in software shall be loaded and exercised under a debugger to perform such tests. The evaluator shall perform the following test for each key subject to clearing, including intermediate copies of keys that are persisted encrypted by the TOE:
  1. Load the instrumented TOE build in a debugger.
  2. Record the value of the key in the TOE subject to clearing.
  3. Cause the TOE to perform a normal cryptographic processing with the key from #1.
  4. Cause the TOE to clear the key.
  5. Cause the TOE to stop the execution but not exit.
  6. Cause the TOE to dump the entire memory footprint of the TOE into a binary file.
  7. Search the content of the binary file created in #4 for instances of the known key value from #1.
  The test succeeds if no copies of the key from #1 are found in step #7 above and fails otherwise. The evaluator shall perform this test on all keys, including those persisted in encrypted form, to ensure intermediate copies are cleared.
• Test 2: In cases where the TOE is implemented in firmware and operates in a limited operating environment that does not allow the use of debuggers, the evaluator shall utilize a simulator for the TOE on a general purpose operating system. The evaluator shall provide a rationale explaining the instrumentation of the simulated test environment and justifying the obtained test results.

If "invoke platform-provided functionality" is selected:

The evaluator shall examine the TSS to verify that it describes (for each supported platform) how the encryption/decryption functionality is invoked for each mode and key size selected in the MDM Server's ST (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "implement functionality" is selected:

AES-CBC Tests
• Test 1: AES-CBC Known Answer Tests
  
  There are four Known Answer Tests (KATs), described below. In all KATs, the plaintext, ciphertext, and IV values shall be 128-bit blocks. The results from each test may either be obtained by the evaluator directly or by supplying the inputs to the implementer and receiving the results in response. To determine correctness, the evaluator shall compare the resulting values to those obtained by submitting the same inputs to a known good implementation.
  
  
  • Test 1.1: KAT-1. To test the encrypt functionality of AES-CBC, the evaluator shall supply a set of 10 plaintext values and obtain the ciphertext value that results from AES-CBC encryption of the given plaintext using a key value of all zeros and an IV of all zeros. Five plaintext values shall be encrypted with a 128-bit all-zeros key, and the other five shall be encrypted with a 256-bit all-zeros key.
    
    To test the decrypt functionality of AES-CBC, the evaluator shall perform the same test as for encrypt, using 10 ciphertext values as input and AES-CBC decryption.
  
  
  
  • Test 1.2: KAT-2. To test the encrypt functionality of AES-CBC, the evaluator shall supply a set of 10 key values and obtain the ciphertext value that results from AES-CBC encryption of an all-zeros plaintext using the given key value and an IV of all zeros. Five of the keys shall be 128-bit keys, and the other five shall be 256-bit keys.
    
    To test the decrypt functionality of AES-CBC, the evaluator shall perform the same test as for encrypt, using an all-zero ciphertext value as input and AES-CBC decryption.
  
  
  
  • Test 1.3: KAT-3. To test the encrypt functionality of AES-CBC, the evaluator shall supply the two sets of key values described below and obtain the ciphertext value that results from AES encryption of an all-zeros plaintext using the given key value and an IV of all zeros. The first set of keys shall have 128 128-bit keys, and the second set shall have 256 256-bit keys. Key i in each set shall have the leftmost i bits be ones and the rightmost N-i bits be zeros, for i in [1,N].
    
    To test the decrypt functionality of AES-CBC, the evaluator shall supply the two sets of key and ciphertext value pairs described below and obtain the plaintext value that results from AES-CBC decryption of the given ciphertext using the given key and an IV of all zeros. The first set of key/ciphertext pairs shall have 128 128-bit key/ciphertext pairs, and the second set of key/ciphertext pairs shall have 256 256-bit key/ciphertext pairs. Key i in each set shall have the leftmost i bits be ones and the rightmost N-i bits be zeros, for i in [1,N]. The ciphertext value in each pair shall be the value that results in an all-zeros plaintext when decrypted with its corresponding key.
  
  
  
  • Test 1.4: KAT-4. To test the encrypt functionality of AES-CBC, the evaluator shall supply the set of 128 plaintext values described below and obtain the two ciphertext values that result from AES-CBC encryption of the given plaintext using a 128-bit key value of all zeros with an IV of all zeros and using a 256-bit key value of all zeros with an IV of all zeros, respectively. Plaintext value i in each set shall have the leftmost i bits be ones and the rightmost 128-i bits be zeros, for i in [1,128].
    
    To test the decrypt functionality of AES-CBC, the evaluator shall perform the same test as for encrypt, using ciphertext values of the same form as the plaintext in the encrypt test as input and AES-CBC decryption.
  
  
  
• Test 2: AES-CBC Multi-Block Message Test
  
  The evaluator shall test the encrypt functionality by encrypting an i-block message where 1 < i <=10. The evaluator shall choose a key, an IV and plaintext message of length i blocks and encrypt the message, using the mode to be tested, with the chosen key and IV. The ciphertext shall be compared to the result of encrypting the same plaintext message with the same key and IV using a known good implementation.
  
  The evaluator shall also test the decrypt functionality for each mode by decrypting an i-block message where 1 < i <=10. The evaluator shall choose a key, an IV and a ciphertext message of length i blocks and decrypt the message, using the mode to be tested, with the chosen key and IV. The plaintext shall be compared to the result of decrypting the same ciphertext message with the same key and IV using a known good implementation.



• Test 3: AES-CBC Monte Carlo Tests
  
  The evaluator shall test the encrypt functionality using a set of 200 plaintext, IV, and key 3-tuples. 100 of these shall use 128 bit keys, and 100 shall use 256 bit keys. The plaintext and IV values shall be 128-bit blocks. For each 3-tuple, 1000 iterations shall be run as follows:
  
  

                  # Input: PT, IV, Key
                  for i = 1 to 1000:
                      if i == 1:
                          CT[1] = AES-CBC-Encrypt(Key, IV, PT)
                          PT = IV
                      else:
                          CT[i] = AES-CBC-Encrypt(Key, PT)
                          PT = CT[i-1]
                

  
  The ciphertext computed in the 1000th iteration (i.e., CT[1000]) is the result for that trial. This result shall be compared to the result of running 1000 iterations with the same values using a known good implementation.
  
  The evaluator shall test the decrypt functionality using the same test as for encrypt, exchanging CT and PT and replacing AES-CBC-Encrypt with AES-CBC-Decrypt.

AES-GCM Test

• Test 1: The evaluator shall test the authenticated encrypt functionality of AES-GCM for each combination of the following input parameter lengths:
  
  
  • 128 bit and 256 bit keys
  • Two plaintext lengths. One of the plaintext lengths shall be a non-zero integer multiple of 128 bits, if supported. The other plaintext length shall not be an integer multiple of 128 bits, if supported.
  • Three AAD lengths. One AAD length shall be 0, if supported. One AAD length shall be a non-zero integer multiple of 128 bits, if supported. One AAD length shall not be an integer multiple of 128 bits, if supported.
  • Two IV lengths. If 96 bit IV is supported, 96 bits shall be one of the two IV lengths tested.
  The evaluator shall test the encrypt functionality using a set of 10 key, plaintext, AAD, and IV tuples for each combination of parameter lengths above and obtain the ciphertext value and tag that results from AES-GCM authenticated encrypt. Each supported tag length shall be tested at least once per set of 10. The IV value may be supplied by the evaluator or the implementation being tested, as long as it is known.
  
  The evaluator shall test the decrypt functionality using a set of 10 key, ciphertext, tag, AAD, and IV 5- tuples for each combination of parameter lengths above and obtain a Pass/Fail result on authentication and the decrypted plaintext if Pass. The set shall include five tuples that Pass and five that Fail.
  
  The results from each test may either be obtained by the evaluator directly or by supplying the inputs to the implementer and receiving the results in response. To determine correctness, the evaluator shall compare the resulting values to those obtained by submitting the same inputs to a known good implementation.
  
  

AES-CCM Tests

• Test 1: The evaluator shall test the generation-encryption and decryption-verification functionality of AES-CCM for the following input parameter and tag lengths:
  
  
  • 128 bit and 256 bit keys
  • Two payload lengths. One payload length shall be the shortest supported payload length, greater than or equal to zero bytes. The other payload length shall be the longest supported payload length, less than or equal to 32 bytes (256 bits).
  • Two or three associated data lengths. One associated data length shall be 0, if supported. One associated data length shall be the shortest supported payload length, greater than or equal to zero bytes. One associated data length shall be the longest supported payload length, less than or equal to 32 bytes (256 bits). If the implementation supports an associated data length of 216 bytes, an associated data length of 216 bytes shall be tested.
  • Nonce lengths. All supported nonce lengths between 7 and 13 bytes, inclusive, shall be tested.
  • Tag lengths. All supported tag lengths of 4, 6, 8, 10, 12, 14 and 16 bytes shall be tested.
  To test the generation-encryption functionality of AES-CCM, the evaluator shall perform the following four tests:
  • Test 1.1: For EACH supported key and associated data length and ANY supported payload, nonce and tag length, the evaluator shall supply one key value, one nonce value and 10 pairs of associated data and payload values and obtain the resulting ciphertext.
  • Test 1.2: For EACH supported key and payload length and ANY supported associated data, nonce and tag length, the evaluator shall supply one key value, one nonce value and 10 pairs of associated data and payload values and obtain the resulting ciphertext.
  • Test 1.3: For EACH supported key and nonce length and ANY supported associated data, payload and tag length, the evaluator shall supply one key value and 10 associated data, payload and nonce value 3-tuples and obtain the resulting ciphertext.
  • Test 1.4: . For EACH supported key and tag length and ANY supported associated data, payload and nonce length, the evaluator shall supply one key value, one nonce value and 10 pairs of associated data and payload values and obtain the resulting ciphertext.
  To determine correctness in each of the above tests, the evaluator shall compare the ciphertext with the result of generation-encryption of the same inputs with a known good implementation.
  
  To test the decryption-verification functionality of AES-CCM, for EACH combination of supported associated data length, payload length, nonce length and tag length, the evaluator shall supply a key value and 15 nonce, associated data and ciphertext 3-tuples and obtain either a FAIL result or a PASS result with the decrypted payload. The evaluator shall supply 10 tuples that should FAIL and 5 that should PASS per set of 15.
  
  

AES Key Wrap (AES-KW) and Key Wrap with Padding (AES-KWP) Test
• Test 1: The evaluator shall test the authenticated encryption functionality of AES-KW for EACH combination of the following input parameter lengths:
  
  
  • 128 and 256 bit key encryption keys (KEKs)
  • Three plaintext lengths. One of the plaintext lengths shall be two semi-blocks (128 bits). One of the plaintext lengths shall be three semi-blocks (192 bits). The third data unit length shall be the longest supported plaintext length less than or equal to 64 semi-blocks (4096 bits).
  using a set of 100 key and plaintext pairs and obtain the ciphertext that results from AES-KW authenticated-encryption. To determine correctness, the evaluator shall use the AES-KW authenticated-encryption function of a known good implementation.
  
  The evaluator shall test the authenticated-decryption functionality of AES-KW using the same test as for authenticated-encryption, replacing plaintext values with ciphertext values and AES-KW authenticated-encryption with AES-KW authenticated-decryption.
  
  The evaluator shall test the authenticated-encryption functionality of AES-KWP using the same test as for AES-KW authenticated-encryption with the following change in the three plaintext lengths:
  • One plaintext length shall be one octet.
  • One plaintext length shall be 20 octets (160-bits).
  • One plaintext length shall be the longest supported plaintext length less than or equal to 512 octets (4096-bits).
  The evaluator shall test the authenticated-decryption functionality of AES-KWP using the same test as for AES-KWP authenticated-encryption, replacing plaintext values with ciphertext values and AES-KWP authenticated-encryption with AES-KWP authenticated-decryption.

The evaluator shall examine the TSS to verify that it describes (for each supported platform) how the hash functionality is invoked for each digest size selected in the MDM Server's ST (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "implement functionality" is selected:

The evaluator shall check that the association of the hash function with other TSF cryptographic functions (for example, the digital signature verification function) is documented in the TSS. The evaluator checks the AGD documents to determine that any configuration that is required to be done to configure the functionality for the required hash sizes is present. The TSF hashing functions can be implemented in one of two modes. The first mode is the byte-oriented mode. In this mode the TSF only hashes messages that are an integral number of bytes in length; i.e., the length (in bits) of the message to be hashed is divisible by 8. The second mode is the bit-oriented mode. In this mode the TSF hashes messages of arbitrary length. As there are different tests for each mode, an indication is given in the following sections for the bit-oriented vs. the byte-oriented testmacs.

The evaluator shall perform all of the following tests for each hash algorithm implemented by the TSF and used to satisfy the requirements of this PP.

Short Messages Test Bit-oriented Mode


• Test 1: The evaluators devise an input set consisting of m+1 messages, where m is the block length of the hash algorithm. The length of the messages range sequentially from 0 to m bits. The message text shall be pseudorandomly generated. The evaluators compute the message digest for each of the messages and ensure that the correct result is produced when the messages are provided to the TSF.

Short Messages Test Byte-oriented Mode


• Test 1: The evaluators devise an input set consisting of m/8+1 messages, where m is the block length of the hash algorithm. The length of the messages range sequentially from 0 to m/8 bytes, with each message being an integral number of bytes. The message text shall be pseudorandomly generated. The evaluators compute the message digest for each of the messages and ensure that the correct result is produced when the messages are provided to the TSF.

Selected Long Messages Test Bit-oriented Mode


• Test 1: The evaluators devise an input set consisting of m messages, where m is the block length of the hash algorithm. The length of the ith message is 512 + 99*i, where 1 ≤ i ≤ m. The message text shall be pseudorandomly generated. The evaluators compute the message digest for each of the messages and ensure that the correct result is produced when the messages are provided to the TSF.

Selected Long Messages Test Byte-oriented Mode


• Test 1: The evaluators devise an input set consisting of m/8 messages, where m is the block length of the hash algorithm. The length of the ith message is 512 + 8*99*i, where 1 ≤ i ≤ m/8. The message text shall be pseudorandomly generated. The evaluators compute the message digest for each of the messages and ensure that the correct result is produced when the messages are provided to the TSF.

Pseudorandomly Generated Messages Test


• Test 1: This test is for byte-oriented implementations only. The evaluators randomly generate a seed that is n bits long, where n is the length of the message digest produced by the hash function to be tested. The evaluators then formulate a set of 100 messages and associated digests by following the algorithm provided in Figure 1 of [SHAVS]. The evaluators then ensure that the correct result is produced when the messages are provided to the TSF.

The evaluator shall examine the TSS to verify that it describes (for each supported platform) how the digital signature functionality is invoked for each operation they are used for in the MDM Server (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "implement functionality" is selected:

ECDSA Algorithm Tests


• Test 1: ECDSA FIPS 186-4 Signature Generation Test
  
  For each supported NIST curve (i.e., P-256, P-384 and P-521) and SHA function pair, the evaluator shall generate 10 1024-bit long messages and obtain for each message a public key and the resulting signature values R and S. To determine correctness, the evaluator shall use the signature verification function of a known good implementation.



• Test 2: ECDSA FIPS 186-4 Signature Verification Test
  
  For each supported NIST curve (i.e., P-256, P-384 and P-521) and SHA function pair, the evaluator shall generate a set of 10 1024-bit message, public key and signature tuples and modify one of the values (message, public key or signature) in five of the 10 tuples. The evaluator shall obtain in response a set of 10 PASS/FAIL values.

RSA Signature Algorithm Tests


• Test 1: Signature Generation Test
  
  The evaluator shall verify the implementation of RSA Signature Generation by the TOE using the Signature Generation Test. To conduct this test the evaluator must generate or obtain 10 messages from a trusted reference implementation for each modulus size/SHA combination supported by the TSF. The evaluator shall have the TOE use their private key and modulus value to sign these messages.
  
  The evaluator shall verify the correctness of the TSF's signature using a known good implementation and the associated public keys to verify the signatures.



• Test 2: Signature Verification Test
  
  The evaluator shall perform the Signature Verification test to verify the ability of the TOE to recognize another party's valid and invalid signatures. The evaluator shall inject errors into the test vectors produced during the Signature Verification Test by introducing errors in some of the public keys e, messages, IR format, and/or signatures. The TOE attempts to verify the signatures and returns success or failure.
  
  The evaluator shall use these test vectors to emulate the signature verification test using the corresponding parameters and verify that the TOE detects these errors.

If "invoke platform-provided functionality" is selected:

The evaluator shall examine the TSS to verify that it describes (for each supported platform) how the keyed-hash functionality is invoked for each mode and key size selected in the MDM Server's ST (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "implement functionality" is selected:

The evaluator shall examine the TSS to ensure that it specifies the following values used by the HMAC function: key length, hash function used, block size, and output MAC length used.

For each of the supported parameter sets, the evaluator shall compose 15 sets of test data. Each set shall consist of a key and message data. The evaluator shall have the TSF generate HMAC tags for these sets of test data. The resulting MAC tags shall be compared to the result of generating HMAC tags with the same key and IV using a known good implementation.

• Test 1: The evaluator shall attempt to establish an HTTPS connection with a web server, observe the traffic with a packet analyzer, and verify that the connection succeeds and that the traffic is identified as TLS or HTTPS.

Other tests are performed in conjunction with the TLS evaluation activities.

The evaluator shall examine the TSS to verify that it describes (for each supported platform) how the IV generation is invoked for each mode selected in the MDM Server's ST (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "implement functionality" is selected:

The evaluator shall examine the TSS to ensure that it details the encryption of user credentials, persistent secrets, and private keys and the generation of the IVs used for that encryption.

The evaluator shall ensure that the generation of IVs for each key encrypted by the same KEK meets Table 5.

If "invoke platform-provided functionality" is selected:

The evaluator shall examine the TSS to verify that it describes (for each supported platform) how the RBG functionality is invoked for each operation they are used for in the MDM Server (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

Documentation shall be produced-and the evaluator shall perform the activities-in accordance with Appendix D: Entropy Documentation and Assessment and the "Clarification to the Entropy Documentation and Assessment Annex."

In the future, specific statistical testing (in line with NIST SP 800-90B) will be required to verify the entropy estimates.

If "implement functionality" is selected:

The evaluator shall perform the following tests.

The evaluator shall perform 15 trials for the RNG implementation. If the RNG is configurable, the evaluator shall perform 15 trials for each configuration. The evaluator shall also confirm that the operational guidance contains appropriate instructions for configuring the RNG functionality.

If the RNG has prediction resistance enabled, each trial consists of (1) instantiate DRBG, (2) generate the first block of random bits, (3) generate a second block of random bits, and (4) uninstantiate. The evaluator verifies that the second block of random bits is the expected value. The evaluator shall generate eight input values for each trial. The first is a count (0 - 14). The next three are entropy input, nonce, and personalization string for the instantiate operation. The next two are additional input and entropy input for the first call to generate. The final two are additional input and entropy input for the second call to generate. These values are randomly generated. "generate one block of random bits" means to generate random bits with number of returned bits equal to the Output Block Length (as defined in NIST SP 800-90A).

If the RNG does not have prediction resistance, each trial consists of (1) instantiate DRBG, (2) generate the first block of random bits (3) reseed, (4) generate a second block of random bits, and (5) uninstantiate. The evaluator verifies that the second block of random bits is the expected value. The evaluator shall generate eight input values for each trial. The first is a count (0 - 14). The next three are entropy input, nonce, and personalization string for the instantiate operation. The fifth value is additional input to the first call to generate. The sixth and seventh are additional input and entropy input to the call to reseed. The final value is additional input to the second generate call.

The following paragraphs contain more information on some of the input values to be generated/selected by the evaluator.

Entropy input: the length of the entropy input value must equal the seed length.

Nonce: If a nonce is supported (CTR_DRBG with no Derivation Function does not use a nonce), the nonce bit length is one-half the seed length.

Personalization string: The length of the personalization string must be less than or equal to seed length. If the implementation only supports one personalization string length, then the same length can be used for both values. If more than one string length is support, the evaluator shall use personalization strings of two different lengths. If the implementation does not use a personalization string, no value needs to be supplied.

Additional input: the additional input bit lengths have the same defaults and restrictions as the personalization string lengths.

Regardless of whether this requirement is met by the TSF or the TOE platform, the evaluator will check the TSS to ensure that it lists each persistent secret (credential, secret key) and private key needed to meet the requirements in the ST. For each of these items, the evaluator will confirm that the TSS lists for what purpose it is used, and how it is stored. The evaluator then performs the following actions.

Persistent secrets and private keys manipulated by the TOE platform:

The evaluator shall examine the TSS to verify that it describes (for each supported platform) how the key storage functionality is invoked for each persistent secret and private key described in the TSS (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

Persistent secrets and private keys manipulated by the TSF:

The evaluator reviews the TSS to determine that it makes a case that, for each item listed as being manipulated by the TOE, it is not written unencrypted to persistent memory, and that the item is stored by the platform.

The evaluator shall examine the TSS to ensure it describes in detail how user credentials, persistent secret and private keys are stored and encrypted. The evaluator shall review the TSS to determine that it makes a case that key material is not written unencrypted to persistent memory and that it identifies the mode of encryption.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how the key encryption functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The evaluator shall examine the TSS and verify that it describes the process of enrollment for each MDM Agent/platform listed as supported in the ST. This description shall include the trusted path used for enrollment (FTP_TRP.1/TRUSTPATH_ENROLL), the method of user authentication (username/password, token, etc.), the method of authentication decision (local or remote authentication services), and the actions performed on the MDM Server upon successful authentication.

The evaluator shall examine the TSS and verify that it implements a policy to limit the user's enrollment of devices.

The evaluator shall ensure that the administrative guidance describes the method(s) of restricting user enrollment and that it instructs the administrator how to configure the restrictions.

• Test 1: The evaluator shall attempt to enroll a device without providing correct credentials. The evaluator shall verify that the device is not enrolled and that the described enrollment actions are not taken.
• Test 2: The evaluator shall attempt to enroll the device providing correct credentials. The evaluator shall verify that the device is enrolled and that the described enrollment actions are taken.

For each type of policy selected, the evaluator shall perform the following:

• Test 1: The evaluator shall attempt to configure the MDM Server according to the administrative guidance in order to prevent enrollment. The evaluator shall verify that the user cannot enroll a device outside of the configured limitation. (For example, the evaluator may try to enroll a disallowed device, or may try to enroll additional devices beyond the number allowed.)

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The evaluator shall perform the following tests:
• Test 1: The evaluator shall attempt to perform the prohibited actions before authentication. The evaluator shall verify the actions cannot be performed.
• Test 2: The evaluator shall attempt to perform the prohibited actions after authentication. The evaluator shall verify the actions can be performed.

The evaluator shall verify that the TSS contains a description of the process of enrollment for each MDM Agent/platform listed as supported in the ST. This description shall include the method of user authentication (username/password, token, etc.) and how reuse of the authentication data is prevented.

• Test 1: The evaluator shall enroll a device providing correct credentials. The evaluator shall attempt to enroll a second device using the same credentials used to enroll the first device. The evaluator shall verify that the second device could not enroll.

The evaluator shall verify that the TSS contains a description of the policy to limit the user's enrollment of devices.

The evaluator shall ensure that the administrative guidance describes the method(s) of restricting user enrollment and that it instructs the administrator how to configure the restrictions.

• Test 1: The evaluator shall configure the MDM Server to restrict user's enrollment to a specific unique device ID and enroll a device with that device ID. The evaluator shall attempt to enroll a second device with the same unique device ID. (The evaluator may need to wipe the device without network connectivity, so the device is un-enrolled but the MDM server considers the device still enrolled.) The evaluator shall verify that the second enrollment using the same unique device ID fails.

If "invoke platform-provided functionality" is selected:

The evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The TSS must describe when revocation checking is performed. It is expected that revocation checking is performed when a certificate is used in an authentication step. It is not sufficient to verify the status of an X.509 certificate only when it is loaded onto the device.

If "implement functionality" is selected:

The evaluator shall ensure the TSS describes where the check of validity of the certificates takes place. The evaluator ensures the TSS also provides a description of the certificate path validation algorithm.

The TSS must describe when revocation checking is performed. It is expected that revocation checking is performed when a certificate is used in an authentication step. It is not sufficient to verify the status of an X.509 certificate only when it is loaded onto the device.

If "invoke platform-provided functionality" is selected:

The evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "implement functionality" is selected:

The tests described must be performed in conjunction with the other certificate services evaluation activities, including each of the functions in FIA_X509_EXT.2.1. The tests for the extendedKeyUsage rules are performed in conjunction with the uses that require those rules. The evaluator shall create a chain of at least three certificates: the node certificate to be tested, an Intermediate CA, and the self-signed Root CA.

• Test 1: The evaluator shall demonstrate that validating a certificate without a valid certification path results in the function failing, for each of the following reasons, in turn:
  • by establishing a certificate path in which one of the issuing certificates is not a CA certificate,
  • by omitting the basicConstraints field in one of the issuing certificates,
  • by setting the basicConstraints field in an issuing certificate to have CA=False,
  • by omitting the CA signing bit of the key usage field in an issuing certificate, and
  • by setting the path length field of a valid CA field to a value strictly less than the certificate path.
  The evaluator shall then establish a valid certificate path consisting of valid CA certificates, and demonstrate that the function succeeds. The evaluator shall then remove trust in one of the CA certificates, and show that the function fails.
• Test 2: The evaluator shall demonstrate that validating an expired certificate results in the function failing.
• Test 3: The evaluator shall test that the TOE can properly handle revoked certificates--conditional on whether CRL, OCSP or OCSP stapling is selected; if multiple methods are selected, then a test shall be performed for each method. The evaluator shall test revocation of the node certificate and revocation of the intermediate CA certificate (i.e. the intermediate CA certificate should be revoked by the root CA). If OCSP stapling per RFC 6066 is the only supported revocation method, testing revocation of the intermediate CA certificate is omitted. The evaluator shall ensure that a valid certificate is used, and that the validation function succeeds. The evaluator then attempts the test with a certificate that has been revoked (for each method chosen in the selection) to ensure when the certificate is no longer valid that the validation function fails.
• Test 4: If OCSP option is selected, the evaluator shall send the TOE an OCSP response signed by a certificate that does not have the OCSP signing purpose and verify that validation of the OCSP response fails. If CRL is selected, the evaluator shall cause a CA to sign a CRL with a certificate that has a key usage extension but does not have the cRLsign key usage bit set, and verify that validation of the CRL fails.
• Test 5: The evaluator shall modify any byte in the first eight bytes of the certificate and demonstrate that the certificate fails to validate. (The certificate will fail to parse correctly.)
• Test 6: The evaluator shall modify any byte in the last byte of the certificate and demonstrate that the certificate fails to validate. (The signature on the certificate will not validate.)
• Test 7: The evaluator shall modify any byte in the public key of the certificate and demonstrate that the certificate fails to validate. (The signature on the certificate will not validate.)
• Test 8:
  Test 8a: (Conditional on support for EC certificates as indicated in FCS_COP.1/SIGN_ALG). The evaluator shall establish a valid, trusted certificate chain consisting of an EC leaf certificate, an EC Intermediate CA certificate not designated as a trust anchor, and an EC certificate designated as a trusted anchor, where the elliptic curve parameters are specified as a named curve. The evaluator shall confirm that the TOE validates the certificate chain.
  
  Test 8b: (Conditional on support for EC certificates as indicated in FCS_COP.1/SIGN_ALG). The evaluator shall replace the intermediate certificate in the certificate chain for Test 8a with a modified certificate, where the modified intermediate CA has a public key information field where the EC parameters uses an explicit format version of the Elliptic Curve parameters in the public key information field of the intermediate CA certificate from Test 8a, and the modified Intermediate CA certificate is signed by the trusted EC root CA, but having no other changes. The evaluator shall confirm the TOE treats the certificate as invalid.

If "implement functionality" is selected:

The tests described must be performed in conjunction with the other certificate services evaluation activities, including the functions in FIA_X509_EXT.2.1. The evaluator shall create a chain of at least four certificates: the node certificate to be tested, two Intermediate CAs, and the self-signed Root CA.

• Test 1: The evaluator shall construct a certificate path, such that the certificate of the CA issuing the TOEs certificate does not contain the basicConstraints extension. The validation of the certificate path fails.
• Test 2: The evaluator shall construct a certificate path, such that the certificate of the CA issuing the TOEs certificate has the cA flag in the basicConstraints extension not set. The validation of the certificate path fails.
• Test 3: The evaluator shall construct a certificate path, such that the certificate of the CA issuing the TOEs certificate has the cA flag in the basicConstraints extension set to TRUE. The validation of the certificate path succeeds.

If "invoke platform-provided functionality" is selected:

The evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The TSS must describe when revocation checking is performed. It is expected that revocation checking is performed when a certificate is used in an authentication step. It is not sufficient to verify the status of an X.509 certificate only when it is loaded onto the device.

If "implement functionality" is selected:

The evaluator shall ensure the TSS describes where the check of validity of the certificates takes place. The evaluator ensures the TSS also provides a description of the certificate path validation algorithm.

The TSS must describe when revocation checking is performed. It is expected that revocation checking is performed when a certificate is used in an authentication step. It is not sufficient to verify the status of an X.509 certificate only when it is loaded onto the device.

If "invoke platform-provided functionality" is selected:

The evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "implement functionality" is selected:

The tests described must be performed in conjunction with the other certificate services evaluation activities, including each of the functions in FIA_X509_EXT.2.1. The tests for the extendedKeyUsage rules are performed in conjunction with the uses that require those rules. The evaluator shall create a chain of at least three certificates: the node certificate to be tested, an Intermediate CA, and the self-signed Root CA.

• Test 1: The evaluator shall demonstrate that validating a certificate without a valid certification path results in the function failing, for each of the following reasons, in turn:
  • by establishing a certificate path in which one of the issuing certificates is not a CA certificate,
  • by omitting the basicConstraints field in one of the issuing certificates,
  • by setting the basicConstraints field in an issuing certificate to have CA=False,
  • by omitting the CA signing bit of the key usage field in an issuing certificate, and
  • by setting the path length field of a valid CA field to a value strictly less than the certificate path.
  The evaluator shall then establish a valid certificate path consisting of valid CA certificates, and demonstrate that the function succeeds. The evaluator shall then remove trust in one of the CA certificates, and show that the function fails.
• Test 2: The evaluator shall demonstrate that validating an expired certificate results in the function failing.
• Test 3: The evaluator shall test that the TOE can properly handle revoked certificates--conditional on whether CRL, OCSP or OCSP stapling is selected; if multiple methods are selected, then a test shall be performed for each method. The evaluator shall test revocation of the node certificate and revocation of the intermediate CA certificate (i.e. the intermediate CA certificate should be revoked by the root CA). If OCSP stapling per RFC 6066 is the only supported revocation method, testing revocation of the intermediate CA certificate is omitted. The evaluator shall ensure that a valid certificate is used, and that the validation function succeeds. The evaluator then attempts the test with a certificate that has been revoked (for each method chosen in the selection) to ensure when the certificate is no longer valid that the validation function fails.
• Test 4: If OCSP option is selected, the evaluator shall send the TOE an OCSP response signed by a certificate that does not have the OCSP signing purpose and verify that validation of the OCSP response fails. If CRL is selected, the evaluator shall cause a CA to sign a CRL with a certificate that has a key usage extension but does not have the cRLsign key usage bit set, and verify that validation of the CRL fails.
• Test 5: The evaluator shall modify any byte in the first eight bytes of the certificate and demonstrate that the certificate fails to validate. (The certificate will fail to parse correctly.)
• Test 6: The evaluator shall modify any byte in the last byte of the certificate and demonstrate that the certificate fails to validate. (The signature on the certificate will not validate.)
• Test 7: The evaluator shall modify any byte in the public key of the certificate and demonstrate that the certificate fails to validate. (The signature on the certificate will not validate.)
• Test 8:
  Test 8a: (Conditional on support for EC certificates as indicated in FCS_COP.1/SIGN_ALG). The evaluator shall establish a valid, trusted certificate chain consisting of an EC leaf certificate, an EC Intermediate CA certificate not designated as a trust anchor, and an EC certificate designated as a trusted anchor, where the elliptic curve parameters are specified as a named curve. The evaluator shall confirm that the TOE validates the certificate chain.
  
  Test 8b: (Conditional on support for EC certificates as indicated in FCS_COP.1/SIGN_ALG). The evaluator shall replace the intermediate certificate in the certificate chain for Test 8a with a modified certificate, where the modified intermediate CA has a public key information field where the EC parameters uses an explicit format version of the Elliptic Curve parameters in the public key information field of the intermediate CA certificate from Test 8a, and the modified Intermediate CA certificate is signed by the trusted EC root CA, but having no other changes. The evaluator shall confirm the TOE treats the certificate as invalid.

If "implement functionality" is selected:

The tests described must be performed in conjunction with the other certificate services evaluation activities, including the functions in FIA_X509_EXT.2.1. The evaluator shall create a chain of at least four certificates: the node certificate to be tested, two Intermediate CAs, and the self-signed Root CA.

• Test 1: The evaluator shall construct a certificate path, such that the certificate of the CA issuing the TOEs certificate does not contain the basicConstraints extension. The validation of the certificate path fails.
• Test 2: The evaluator shall construct a certificate path, such that the certificate of the CA issuing the TOEs certificate has the cA flag in the basicConstraints extension not set. The validation of the certificate path fails.
• Test 3: The evaluator shall construct a certificate path, such that the certificate of the CA issuing the TOEs certificate has the cA flag in the basicConstraints extension set to TRUE. The validation of the certificate path succeeds.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The evaluator shall check the TSS to ensure that it describes how the TOE chooses which certificates to use, and any necessary instructions in the administrative guidance for configuring the operating environment so that the TOE can use the certificates.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "implement functionality" is selected, the evaluator shall examine the TSS to confirm that it describes the behavior of the TOE when a connection cannot be established during the validity check of a certificate used in establishing a trusted channel. The evaluator shall verify that any distinctions between trusted channels are described.

If the requirement that the administrator is able to specify the default action is selected, then the evaluator shall ensure that the operational guidance contains instructions on how this configuration action is performed.

The evaluator shall perform the following test for each trusted channel:

• Test 1: The evaluator shall demonstrate use of a valid certificate requiring certificate validation checking to be performed in at least some part by communicating with a non-TOE IT entity. The evaluator shall then manipulate the environment so that the TOE is unable to verify the validity of the certificate, and observe that the action selected in FIA_X509_EXT.2.2 is performed. If the selected action is administrator-configurable, then the evaluator shall follow the operational guidance to determine that all supported administrator-configurable options behave in their documented manner.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If the ST author selects "device-specific information", the evaluator shall verify that the TSS contains a description of the device-specific fields used in certificate requests.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The evaluator shall check to ensure that the operational guidance contains instructions on requesting certificates from a CA, including generation of a Certificate Request Message. If the ST author selects "Common Name", "Organization", "Organizational Unit", or "Country", the evaluator shall ensure that this guidance includes instructions for establishing these fields before creating the certificate request message.

• Test 1: The evaluator shall use the operational guidance to cause the TOE to generate a certificate request message. The evaluator shall capture the generated message and ensure that it conforms to the format specified. The evaluator shall confirm that the certificate request provides the public key and other required information, including any necessary user-input information.
• Test 2: The evaluator shall demonstrate that validating a certificate response message without a valid certification path results in the function failing. The evaluator shall then load a certificate or certificates as trusted CAs needed to validate the certificate response message, and demonstrate that the function succeeds. The evaluator shall then delete one of the certificates, and show that the function fails.

The evaluator shall check to ensure that the operational guidance contains instructions on requesting certificates from an EST server, including generating a Certificate Request Message.

The evaluator shall also perform the following tests. Other tests are performed in conjunction with the TLS evaluation activities.

• Test 1: The evaluator shall use the operational guidance to cause the TOE to request certificate enrollment from an EST server using the simple enrollment method described in RFC 7030 Section 4.2, authenticating the certificate request to the server using an existing certificate and private key as described by RFC 7030 Section 3.3.2. The evaluator shall confirm that the resulting certificate is successfully obtained and installed in the TOE key store.
• Test 2: The evaluator shall use the operational guidance to cause the TOE to request certificate enrollment from an EST server using the simple enrollment method described in RFC 7030 Section 4.2, authenticating the certificate request to the server using a username and password as described by RFC 7030 Section 3.2.3. The evaluator shall confirm that the resulting certificate is successfully obtained and installed in the TOE key store.
• Test 3: The evaluator shall modify the EST server to return a certificate containing a different public key than the key included in the TOEs certificate request. The evaluator shall use the operational guidance to cause the TOE to request certificate enrollment from an EST server. The evaluator shall confirm that the TOE does not accept the resulting certificate since the public key in the issued certificate does not match the public key in the certificate request.
• Test 4: The evaluator shall configure the EST server or use a man-in-the-middle tool to present a server certificate to the TOE that is present in the TOE general Trust Anchor Database but not its EST-specific Trust Anchor Database. The evaluator shall cause the TOE to request certificate enrollment from the EST server. The evaluator shall verify that the request is not successful.
• Test 5: The evaluator shall configure the EST server or use a man-in-the-middle tool to present an invalid certificate. The evaluator shall cause the TOE to request certificate enrollment from the EST server. The evaluator shall verify that the request is not successful. The evaluator shall configure the EST server or use a man-in-the-middle tool to present a certificate that does not have the CMC RA purpose and verify that requests to the EST server fail. The tester shall repeat the test using a valid certificate and a certificate that contains the CMC RA purpose and verify that the certificate enrollment requests succeed.
• Test 6: The evaluator shall use a packet sniffing tool between the TOE and an EST server. The evaluator shall turn on the sniffing tool and cause the TOE to request certificate enrollment from an EST server. The evaluator shall verify that the EST protocol interaction occurs over a Transport Layer Security (TLS) protected connection. The evaluator is not expected to decrypt the connection but rather observe that the packets conform to the TLS protocol format.
• Test 7: The evaluator shall use the operational guidance to cause the TOE to request a server-provided private key and certificate from an EST server. The evaluator shall confirm that the resulting private key and certificate are successfully obtained and installed in the TOE key store.
• Test 8: The evaluator shall modify the EST server to, in response to a server-provided private key and certificate request, return a private key that does not correspond with the public key in the returned certificate. The evaluator shall use the operational guidance to cause the TOE to request a server-provided private key and certificate. The evaluator shall confirm that the TOE does not accept the resulting private key and certificate since the private key and public key do not correspond.
• Test 9: The evaluator shall configure the EST server to provide a "Root CA Key Update" as described in RFC 7030 Section 4.1.3. The evaluator shall cause the TOE to request CA certificates from the EST server and shall confirm that the EST-specific Trust Anchor Database is updated with the new trust anchor.
• Test 10: The evaluator shall configure the EST server to provide a "Root CA Key Update" as described in RFC 7030 Section 4.1.3, but shall modify part of the NewWithOld certificate's generated signature. The evaluator shall cause the TOE to request CA certificates from the EST server and shall confirm that the EST-specific Trust Anchor Database is not updated with the new trust anchor since the signature did not verify.
• Test 11: The evaluator shall use the operational guidance to cause the TOE to generate a certificate request message. The evaluator shall capture the generated message and ensure that it conforms with the format specified by RFC 2986. The evaluator shall confirm that the certificate request provides the public key and other required information, including any necessary user-input information.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "implement functionality" is selected then the evaluator shall examine the TSS to verify that it describes the methods to ensure that each client utilizes a unique certificate.

For each MDM Agent/platform listed as supported in the ST:

The evaluator shall utilize appropriate combinations of specialized operational environment and development tools (debuggers, simulators, etc.) for the TOE and instrumented TOE builds as needed to perform this test.

One of the following tests must be performed depending on whether the MDM agent allows for the loading of certificates.

• Test 1: [conditional] If the MDM agent allows for the loading of certificates:
  The evaluator shall initiate communications between the MDM Server and a client device over a trusted channel established using the device's unique certificate, verifying that a successful communication channel was established. The evaluator shall then attempt to initiate communications between the MDM Server and a second client device over a trusted channel established using the unique certificate from the first device, verifying that the MDM Server rejects this attempt at communication.
• Test 2: [conditional] If the MDM agent does not allow for the loading of certificates:
  The evaluator shall concurrently enroll 10 devices and ensure that the client certificate for each is unique, per the methods described in the TSS.

The evaluator shall examine the TSS and user documents to ensure that they describe what security management functions are restricted to the administrator and what actions can be taken for each management function. The evaluator shall verify that the security management functions are restricted to authorized administrators and the administrator is only able to take the actions as described in the user documents.

• Test 1: The evaluator shall attempt to access the functions and policies in FMT_SMF.1/SERVER_CONF_AGENT as an unauthorized user and verify that the attempt fails.
• Test 2: [conditional] The evaluator shall attempt to access the functions and policies in FMT_SMF.1/MAS as an unauthorized user and verify that the attempt fails.

The evaluator shall examine the TSS and verify that it describes how unauthorized users are prevented from enrolling in the MDM services.

The test of this function is performed in conjunction with FIA_ENR_EXT.1.

The evaluator shall examine the TSS to determine that all methods of initiating an application download or update push are specified.

The evaluator shall confirm that the operational guidance contains how to initiate an application download or update push.

The evaluator shall ensure that the MAS Server verifies that the mobile device is enrolled in the MDM Server and is in a compliant state. The evaluator shall verify that an application cannot be downloaded from the MAS Server prior to enrolling the device with the MDM. The evaluator shall partially enroll the mobile device, so the device is connected to the MDM Server, but is not compliant and verify that applications cannot be downloaded.

Policies must be digitally signed by the enterprise using the algorithms in FCS_COP.1/SIGN_ALG. The evaluator shall ensure that the TSS describes how policies are digitally signed by the TSF.

If applicable, the evaluator shall verify that the AGD guidance instructs administrators on configuring the Enterprise certificate to be used for signing policies or signing the policies before applying them.

The evaluator shall perform a policy update in accordance with FMT_SMF.1/SERVER_CONF_AGENT. The evaluator shall examine the policy either at the MDM Server, in transmission, or at the MDM agent, and verify the TSF signs the update and provides it to the MDM Agent.

The evaluator shall verify that the TSS contains a description of the process of enrollment for each MDM Agent/platform listed as supported in the ST. This description shall the method of user authentication (username/password, token, etc.).

The evaluator shall check to ensure that the operational guidance contains instructions to configure the expiration time for each method of user authentication listed in the TSS.

• Test 1: The evaluator shall configure the MDM Server according to the administrative guidance to set an expiration time for the enrollment authentication data. For each method of user authentication listed in the TSS, the evaluator shall attempt to enroll using authentication data that has expired. The evaluator shall verify that enrollment was unsuccessful.

The evaluator shall examine the TSS to ensure that it describes each management function claimed. The evaluator shall examine the TSS to ensure that it identifies the management functions implemented for each supported MDM Agent/platform, which are likely to be subsets of all of the management functions available to the administrator on the MDM Server. The evaluator shall examine the TSS to verify that any differences between management functions and policies for each supported MDM Agent/platform are clearly indicated.

The evaluator shall determine if the Mobile Device has been evaluated. If so, the evaluator shall examine the TSS to verify that it clearly identifies which management functions match the selections and assignments of the evaluated Mobile Device and which management functions were not evaluated.

For each MDM Agent/platform listed as supported in the ST:

• Test 1: The evaluator shall verify the ability to command each MDM Agent functional capability and configure each MDM Agent policy listed above.

The evaluator shall examine the TSS to ensure that it describes each management function listed. For function c.4, the evaluator shall examine the TSS to ensure that it describes the privacy-sensitive information that the TOE has the capability to collect from enrolled mobile devices.

The evaluator shall verify the AGD guidance includes detailed instructions of what options are available and how to configure each management functional capability listed.

The tests of functions b, c.1, c.2, and c.5 are performed in conjunction with the use of the function. Test 3 also covers function c.4. The evaluator shall perform the following test:

• Test 1: The evaluator shall configure the TSF authentication certificate(s) and verify that the correct certificate is used in established trusted connections (FPT_ITT.1/INTER_XFER, FPT_ITT.1/INTER_XFER_AGENT, FTP_ITC.1/INTER_XFER_IT, and FTP_TRP.1/TRUSTPATH_ENROLL).
• Test 2: (conditional) The evaluator shall configure the periodicity for the assigned list of commands to the agent for several configured time periods and shall verify that the MDM Server performs the commands schedule.
• Test 3: (conditional) The evaluator shall design and perform tests to demonstrate that the assigned function may be configured and that the intended behavior of the function is enacted by the MDM Server.

The evaluator shall examine the TSS to ensure that it describes each management function listed.

The evaluator shall examine the TSS to determine if the MAS Server creates its own groups or relies on the groups specified by the MDM Server.

The evaluator shall confirm that the operational guidance contains how to create and define user groups and how to specify which applications are accessible by which group.

The evaluator shall verify the AGD guidance includes detailed instructions of what options are available and how to configure each management functional capability listed.

The evaluator shall ensure that the MAS client can only access the applications specified for the group they are enrolled in. The evaluator shall create a user group, making sure that the MAS client user is excluded from the group. Verify that an application accessible to that group cannot be accessed. The evaluator shall include the MAS client user in the group and assure that the application can be accessed.

The evaluator shall examine the TSS to verify that it describes the administrator role and the powers granted to and limitations of the role.

The evaluator shall review the operational guidance to ensure that it contains instructions for administering the TOE and which interfaces are supported.

In the course of performing the testing activities for the evaluation, the evaluator shall use all supported interfaces, although it is not necessary to repeat each test involving an administrative action with each interface. The evaluator shall ensure, however, that each supported method of administering the TOE that conforms to the requirements of this PP be tested; for instance, if the TOE can be administered through a local hardware interface or HTTPS then both methods of administration must be exercised during the evaluation team's test activities.

The evaluator shall examine the TSS to verify that it describes the administrator role and the powers granted to and limitations of the role.

The evaluator shall review the operational guidance to ensure that it contains instructions for administering the TOE and which interfaces are supported.

In the course of performing the testing activities for the evaluation, the evaluator shall use all supported interfaces, although it is not necessary to repeat each test involving an administrative action with each interface. The evaluator shall ensure, however, that each supported method of administering the TOE that conforms to the requirements of this PP be tested; for instance, if the TOE can be administered through a local hardware interface or HTTPS then both methods of administration must be exercised during the evaluation team's test activities.

The evaluator shall verify that the TSS lists the platform APIs used by the MDM software. The evaluator shall then compare the list with the supported APIs (available through e.g. developer accounts, platform developer groups) and ensure that all APIs listed in the TSS are supported.

The evaluator shall verify that the TSS lists the libraries used by the MDM software. The evaluator shall verify that libraries found to be packaged with or employed by the MDM software are limited to those in the assignment.

The evaluator shall examine the TSS to determine that the methods and protocols used to protect distributed TOE components are described. The evaluator shall also confirm that all protocols listed in the TSS in support of TOE administration are consistent with those specified in the requirement, and are included in the requirements in the ST.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The evaluator shall confirm that the operational guidance contains instructions for establishing the communication paths for each supported method.

• Test 1: The evaluator shall ensure that communications using each specified (in the operational guidance) communication method is tested during the course of the evaluation, setting up the connections as described in the operational guidance and ensuring that communication is successful.
• Test 2: The evaluator shall ensure, for each method of communication, the channel data is not sent in plaintext.

Further evaluation activities are associated with the specific protocols.

The evaluator shall examine the TSS to determine that the methods and protocols used to protect distributed TOE components are described. The evaluator shall also confirm that all protocols listed in the TSS in support of TOE administration are consistent with those specified in the requirement, and are included in the requirements in the ST.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The evaluator shall confirm that the operational guidance contains instructions for establishing the communication paths for each supported method.

• Test 1: The evaluator shall ensure that communications using each specified (in the operational guidance) communication method is tested during the course of the evaluation, setting up the connections as described in the operational guidance and ensuring that communication is successful.
• Test 2: The evaluator shall ensure, for each method of communication, the channel data is not sent in plaintext.

Further evaluation activities are associated with the specific protocols.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "implement functionality" is selected, the evaluator shall examine the TSS to ensure that it details the self-tests that are run by the TSF on start-up; this description should include an outline of what the tests are actually doing (e.g., rather than saying "memory is tested", a description similar to "memory is tested by writing a value to each memory location and reading it back to ensure it is identical to what was written" shall be used). The evaluator shall ensure that the TSS makes an argument that the tests are sufficient to demonstrate that the TSF is operating correctly.

The evaluator shall examine the TSS to ensure that it describes how to verify the integrity of stored TSF executable code when it is loaded for execution. The evaluator shall ensure that the TSS makes an argument that the tests are sufficient to demonstrate that the integrity of stored TSF executable code has not been compromised. The evaluator also ensures that the TSS (or the operational guidance) describes the actions that take place for successful (e.g. hash verified) and unsuccessful e.g., hash not verified) cases.

The evaluator shall perform the following tests:

• Test 1: The evaluator performs the integrity check on a known good TSF executable and verifies that the check is successful.
• Test 2: The evaluator modifies the TSF executable, performs the integrity check on the modified TSF executable and verifies that the check fails.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "implement functionality" is selected, the evaluator shall examine the TSS and verify that it describes the standards by which the updates are digitally signed and how the signature verification process is implemented.

The evaluator shall ensure that the administrator guidance includes instructions for determining the current version of the TOE.

The evaluator shall examine the AGD guidance to verify that it describes how to query the current version of the TSF software, how to initiate updates and how to check the integrity of updates prior to installation.

The evaluator shall query the TSF for the current version of the software according to the AGD guidance and shall verify that the current version matches that of the documented and installed version.The evaluator shall perform the following tests:

• Test 1: The evaluator shall attempt to initiate an update digitally signed by the vendor and verify that the update is successfully installed.
• Test 2: The evaluator shall attempt to install an update not digitally signed by the vendor and verify that either the signature can be checked (allowing the update to be aborted) or the update is not installed.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "implement functionality" is selected, the TSS shall describe when the banner is displayed.

The evaluator follows the operational guidance to configure a notice and consent warning message.

The evaluator shall also perform the following test: The evaluator shall start up or unlock the TSF. The evaluator shall verify that the notice and consent warning message is displayed in each instance described in the TSS.

The evaluator shall ensure that the TSS contains whether the MDM Server communication channel is internal or external to the TOE.

This testing can be completed in conjunction with the testing for FPT_ITT.1/INTER_XFER / FPT_ITT.1/INTER_XFER_AGENT, FTP_ITC.1/INTER_TSF_XFER_AGENT or FTP_ITC.1(3).

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The evaluator shall examine the TSS to determine that the methods of communication with authorized IT entities are indicated, along with how those communications are protected.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The evaluator shall confirm that the operational guidance contains instructions for configuring the communication channel between the MDM Server and authorized IT entities for each supported method.

• Test 1: The evaluators shall ensure that communications using each specified (in the operational guidance) communication method is tested during the course of the evaluation, setting up the connections as described in the operational guidance and ensuring that communication is successful.
• Test 2: The evaluator shall ensure, for each method of communication, the channel data is not sent in plaintext.
• Test 3: The evaluator shall ensure, for each communication channel with the MDM Server, that a protocol analyzer identifies the traffic as the protocol under testing.

Further evaluation activities are associated with the specific protocols.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The evaluator shall examine the TSS to determine that the methods of Agent-Server communication are indicated, along with how those communications are protected. The evaluator shall also confirm that all protocols listed in the TSS in support of remote TOE administration are consistent with those specified in the requirement, and are included in the requirements in the ST.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The evaluator shall confirm that the operational guidance contains instructions for configuring the communication channel between the MDM Agent and the MDM Server for each supported method.

• Test 1: The evaluators shall ensure that communications using each specified (in the operational guidance) Agent-Server communication method is tested during the course of the evaluation, setting up the connections as described in the operational guidance and ensuring that communication is successful.
• Test 2: The evaluator shall ensure, for each method of Agent-Server communication, the channel data is not sent in plaintext.
• Test 3: The evaluator shall ensure, for each communication channel with the MDM Server, that a protocol analyzer identifies the traffic as the protocol under testing.

Further evaluation activities are associated with the specific protocols.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).

The evaluator shall examine the TSS to determine that the methods of remote TOE administration are indicated, along with how those communications are protected. The evaluator shall also confirm that all protocols listed in the TSS in support of TOE administration are consistent with those specified in the requirement, and are included in the requirements in the ST.

If "invoke platform-provided functionality" is selected, the evaluator shall examine the TSS to verify that it describes (for each supported platform) how this functionality is invoked (it should be noted that this may be through a mechanism that is not implemented by the MDM Server; nonetheless, that mechanism will be identified in the TSS as part of this evaluation activity).